This Non-deposit investment products (NDIPs) online training course offers an investment opportunity for bank customers but is not FDIC-insured. These types of products carry their own risks for consumers and banks must understand how to inform the consumer about these risks. Bank employees must also know what they can and cannot do regarding the sale of NDIPs. This course will provide you with the information needed to ensure compliance with the guidelines set forth by the regulatory agencies. This course is intended for all employees of banks that offer non-deposit investment products.
Course Learning Objectives
By taking this online Non-deposit Investment Products course, the user will learn to:
- Understand what non-deposit investment products are
- Know where NDIPs can be sold and who can sell them
- Develop and implement compliance policies and procedures
Course Outline
This online Non-deposit Investment Products course is made up of the following sections:
- Sales of NDIPs
- Disclosures
- Employee Qualifications, Training, and Compensation
- Policies and Procedures
Course Audience
This Non-deposit Investment Products online training course was designed for bank employees and can be taken on a computer, laptop, tablet or mobile device as time permits as progress information will be saved so you can pick back up where you left off. If you have any concerns as to whether this course is appropriate for you or your industry, please browse our full selection of online courses
| Course Language |
English |
| Length Range |
30 Minutes or Less |
| Length (Hours) |
0.5 |
| Course Features |
Audio, Mobile, Accessible |
| Module Number(s) |
40952EN |
